Investment Banking

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Notice to Investors, Clients, Beneficiaries and Third Parties

Investors, clients, beneficiaries and third parties are hereby informed that Nuvama Wealth Management Limited is registered with the Securities and Exchange Board of India (“SEBI”) as a Merchant Banker, bearing SEBI Registration Number INM000013004, may also undertake certain activities pertaining to the financial services sector that are not regulated by SEBI or any other Financial Sector Regulator (“FSR”) including private placements, fund raising and related advisory services involving unlisted companies (“non-SEBI regulated activities”). Investors/clients/beneficiaries and third parties are hereby informed that SEBI investor protection mechanisms, including but not limited to the SCORES platform, shall not be available for any grievances or disputes arising out of or pertaining to such non-SEBI regulated activities. This disclosure is made pursuant to SEBI Circular No. HO/49/11/11(106)2025-CFD-RAC-DIL3/I/1796/2026 dated January 2, 2026.

Transactions

Successful track record of delivering positive outcomes for clients

ICICI Prudential Asset Management Company Limited
Value:
₹ ~1,06,027 MN
ICICI Prudential Asset Management Company Limited
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KSH International Limited
Value:
₹6,590* MN
KSH International Limited
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Park Medi World Limited
Value:
₹11,450* MN
Park Medi World Limited
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Anantam Highways Trust
Value:
₹4,000 MN
Anantam Highways Trust
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JARO INSTITUTE OF TECHNOLOGY MANAGEMENT AND RESEARCH LIMITED
Value:
₹4,500 MN
JARO INSTITUTE OF TECHNOLOGY MANAGEMENT AND RESEARCH LIMITED
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Solarworld Energy Solutions Ltd
Value:
₹6,400* MN
Solarworld Energy Solutions Ltd
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Anand Rathi Share And Stock Brokers Limited
Value:
₹7,450 MN
Anand Rathi Share And Stock Brokers Limited
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Vikram Solar Limited
Value:
₹~20,793 MN
Vikram Solar Limited
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HDB Financial Services Limited
Value:
₹1,25,000 MN
HDB Financial Services Limited
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Sambhv Steel Tubes Limited
Value:
₹5,400 MN
Sambhv Steel Tubes Limited
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