Other Information
| Instrument | Reports |
|---|---|
| Name of Company | Nuvama Wealth Management Limited |
| CIN | L67110MH1993PLC344634 |
| NSE Symbol | NUVAMA |
| BSE Code | 543988 |
| ISIN | INE531F01023 |
| Series | EQ |
| Date of First Listing at NSE | 26 September 2023 |
| Date of First Listing at BSE | 26 September 2023 |
| Face Value (₹) | Rs. 2.00 |
| Paid-Up Capital (No. of Shares) | 18,20,41,513 |
At Nuvama, we view our stakeholders as important constituents and believe in forging long lasting and transparent relationship with them. We are committed to maintaining effective communication and dissemination of important information about us.
In this context, this section provides updated credit ratings of the Company
| Rating Agency | Long-term ratings* | Short-term ratings* | Outlook |
|---|---|---|---|
| CRISIL | AA- | A1+ | Stable |
| ICRA | AA- | A1+ | Positive |
| CARE | AA- | A1+ | Stable |
* Issuer rating
We are committed to provide prompt services to our shareholders. Our shareholders can write to a designated e-mail address i.e. investor.relations@nuvama.com for assistance and/or grievance redressal which is closely monitored by the Company Secretary of the Company. The details of the Company Secretary are provided below:
Ms. Sneha Patwardhan, Company Secretary & Compliance Officer
Address: 801- 804, Wing A, Building No. 3, Inspire BKC, G Block, Bandra Kurla Complex, Bandra East, Mumbai – 400 051
Tel: +91 22 6620 3030
Email: sneha.patwardhan@nuvama.com
Scores Portal
In case of any complaint, investors can route the complaint through scores portal which shall be redressed within 21 days by the entity submitting an Action taken report.
Online Dispute Resolution Portal (ODR)
If the investor is unsatisfied with SEBI review on SCORES portal with reasoned closure remarks, the investors can opt ODR if SEBI advices for the same.
Link to access ODR portal: https://smartodr.in/login
Link to SEBI circular on ODR: https://www.sebi.gov.in/legal/master-circulars/aug-2023/online-resolution-of-disputes-in-the-indian-securities-market_75220.html
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Key Managerial Personnel for Determining Materiality and making disclosures to Stock Exchange(s) The Company has severally authorised
Registered Office: |
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Registrar and Transfer Agent Details/Investor Grievances MUFG Intime India Private Limited Address: C-101, Embassy 247, L.B.S. Marg, Vikhroli (West), Mumbai – 400 083 Contact Person: Mr. Jai Prakash VP CIN: U67190MH1999PTC118368 SEBI Registration No: INR000004058 Tel: +91 22 6656 8484 |
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Investor Relations Department Mr. Adish Jain Address: 801- 804, Wing A, Building No. 3, Inspire BKC, G Block, Bandra Kurla Complex, Bandra East, Mumbai – 400 051 |
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Nodal Officer for the Investor Education and Protection Fund Authority Ms. Sneha Patwardhan Designation: Company Secretary & Compliance Officer Address: 801- 804, Wing A, Building No. 3, Inspire BKC, G Block, Bandra Kurla Complex, Bandra East, Mumbai – 400 051 Tel: +91 22 6620 3030 Email: secretarial@nuvama.com |
| Financial Year | Date of Declaration | Record Date | Dividend Type | Dividend (Rs.) | Dividend (%) | Face Value (Rs.) | Unclaimed/Unpaid Dividend |
| 2025-26 | November 4, 2025 | November 11, 2025 | Interim Dividend | 70 | 700 | 10 | Download |
| 2025-26 | May 28, 2025 | June 3, 2025 | Interim Dividend | 69 | 690 | 10 | download |
| 2024-25 | October 25, 2024 | November 7, 2024 | Interim Dividend | 63 | 630 | 10 | download |
| 2024-25 | July 26, 2024 | August 7, 2024 | Interim Dividend | 81.5 | 815 | 10 | Download |
| Name of Entity | Nature of Activities | Registration Details | |
| Regulator | Registration No | ||
| Nuvama Wealth Management Limited | The Company is engaged in the activities of Stock Broking, Clearing Member, Merchant Banking, Research Analysis and Investment Advisory under registrations granted by SEBI.It is also registered with AMFI as a Mutual Fund Distributor for distribution of mutual fund products. |
SEBI (Stock Broker) SEBI (Investment Adviser) SEBI (Research Analyst) SEBI (Merchant Banker) AMFI (Mutual Fund Distributor) National Securities Clearing Corporation Limited (NSCCL) (Clearing Member with Repo Segment) |
INZ000166136 INA000018364/2041 INH000011316/5723 INM000013004 ARN-3857 A00020 |
| Name of the Associate | Nature of Activities | Registration Details | |
| Regulator | Registration No | ||
| Nuvama Asset Management Limited |
Nuvama Asset Management Limited acts as the Investment Manager and Sponsor to following Alternative Investment Funds: 1. Nuvama Alternative Strategies Trust with following schemes • Nuvama Enhanced Dynamic Growth Equity Fund • Nuvama Multi-Asset Strategy Return Fund 2. Nuvama India Equity Strategies Trust with following schemes • Nuvama Flexicap Equity Fund • Nuvama Dynamic Asset Allocator Fund • Nuvama REIT & INVIT Opportunities (RIO) Fund Nuvama Asset Management Limited acts as the Investment Manager to following Alternative Investment Funds: 3. Nuvama Private Opportunities Trust with the following schemes • Nuvama Crossover Yield Opportunities Fund 4. Nuvama Private Investments Trust with the following schemes • Nuvama Crossover Opportunities Fund- Series III • Nuvama Crossover Opportunities Fund- Series III A • Nuvama Crossover Opportunities Fund- Series III B • Nuvama Crossover Opportunities Fund- Series 4 A • Nuvama Crossover Opportunities Fund- Series III B –CIV • Nuvama Crossover Opportunities Fund- Series 4 A- CIV • Nuvama India Access LVF • Nuvama Transition Alpha LVF • Nuvama Transition Alpha LVF- Series II Nuvama Asset Management Limited also acts as a Portfolio Manager. | SEBI (Alternative Investment Fund) SEBI (Portfolio Managers) |
IN/AIF3/20-21/0857 IN/AIF3/24-25/1609 IN/AIF2/22-23/1113 IN/AIF2/20-21/0858 INP000007207 |
| Nuvama Asset Management Limited (IFSC Branch) |
Nuvama Asset Management Limited (IFSC Branch) acts as the Investment Manager and Sponsor to following Alternative Investment Funds: 1. Nuvama India EDGE Fund Trust with following schemes: • Nuvama India EDGE Fund 2. Global Investment Solutions Trust with following schemes: • Nuvama Late-Stage Growth Equity Fund 4 | IFSCA (FME) IFSCA (Scheme) IFSCA (Scheme) |
IFSCA/FME/II/2022-23/049 IFSC/AIF3/2023-24/0096 IFSC/AIF2/2022-23/0038 |
| Nuvama Wealth and Investment Limited | The Company is engaged in stock broking, depository participant, research analyst, mutual fund distribution, and insurance distribution activities under the respective registrations. |
SEBI (Stockbroker and
Clearing Member) Depository Participant (NDSL) Depository Participant (CDSL) SEBI (Research Analyst) AMFI (Mutual Fund & SIF Distributor) IRDAI (Registered Corporate Agent Corporate Agent (Composite for Life, General and Health) CCRL (Repository Participant) NERL (Repository Participant) APMI (Association of Portfolio Managers of India) |
INZ000005231 IN-DP-656-2021 IN-DP-656-2021 INH000011103 ARN-70892 CA0131 12032333 R72 APRN00984 |
| Nuvama Mutual Fund Trusteeship Services Limited |
The Company shall act as a trustee company to Nuvama Mutual Fund. |
NIL | |
| Nuvama Clearing Services Limited | The Company is registered as a Professional Clearing Member with SEBI and the relevant clearing corporations. It provides clearing and settlement services for trades executed by trading members in accordance with applicable regulatory and exchange requirements. The Company is in process to commence the RTA activities. |
SEBI (Stock Broker and Clearing Member) SEBI (Registrar and Share Transfer Agent) |
INZ000177437 INR000004501 |
| Nuvama Custodial Services Limited | The Company is registered as a
Custodian and Depository Participant under the applicable SEBI regulations.It provides custody of securities, DDP services, settlement services, and demat account facilities to clients in accordance with regulatory requirements. |
SEBI (Custodian) Depository Participant (NSDL) Custodian Clearing Member of ICCL in the Equity Cash Segment Custodian Clearing Member of NCL in the Equity Cash Segment Designated Depository Participant |
IN/CUS/027 IN-DP-585-2021 894 C52053 Approval vide letter No. SEBI/HO/IMD/FPI& C/2021/0012097/1 |
| Nuvama Wealth Finance Limited | The Company is
registered as a Non Banking Financial Company (NBFC) – not accepting public deposits – and is categorized as an Investment and Credit Company (ICC) under RBI regulations.It is engaged in providing loans, advances and making investments in securities in accordance with applicable RBI guidelines |
RBI | B-13.02144 |
| Nuvama Trusteeship Company Limited | The Company intends to provide investment advisory services to Accredited and Institutional Investors. |
INA000022154 | |
| Nuvama Capital Services (IFSC) Limited | The Company has been registered as a Trading cum-Clearing Member with IFSCA since 2017. Although clients were onboarded in the past for clearing operations, the Company confirms that no clients have been onboarded and no trading activities have been undertaken in the preceding two financial years. |
IFSCA (Trading cum Clearing Member) |
INZ000097238 |
| PAGAC Esctasy Pte. Limited | The Company operates as a Holding Company and primarily holds investments in its subsidiaries and group entities. |
NIL | |
| Nuvama and Cushman & Wakefield Management Private Limited (JV between Nuvama Asset Management Limited and Cushman and Wakefield India Private Limited) |
The Company serves as the Investment Manager to Real Estate Strategies Trust (Category II AIF) and also acts as a Co-investment Portfolio Manager. |
SEBI (Alternative Investment Fund) SEBI (Co – Investment Portfolio Manager) |
IN/AIF2/23-24/1432 INP000009737 |
| Nuvama Investment Advisors (Hong Kong) Private Limited |
The Company is registered with the Securities and Futures Commission (SFC) to undertake activities of dealing in securities, dealing in futures contracts, and advising on securities and futures contracts.<>br |
Securities and Futures Commission (SFC), Hong Kong |
CE No. BOM874 |
| Nuvama Financial Services Inc. | The Company is registered with the Financial Industry Regulatory Authority (FINRA), USA, as a Broker-Dealer with permission to distribute research. It undertakes securities brokerage activities and distributes investment research to clients in accordance with applicable U.S. securities laws and FINRA regulations. |
Financial Industry Regulatory Authority (FINRA), USA |
CRD No. 172455 |
| Nuvama Financial Services (UK) Limited |
The Company is authorized and regulated by the Financial Conduct Authority (FCA), UK, to undertake financial services and capital market activities including dealing in investments, advising on investments, and arranging transactions in investments.It carries out these regulated activities in accordance with the applicable UK financial services and conduct regulations. |
Financial Conduct Authority (FCA), UK |
Firm Ref No. 742256 |
| Nuvama Investment Advisors Private Limited |
The Company holds a Capital Markets Services License from the Monetary Authority of Singapore to deal in capital markets products, including securities, collective investment schemes and exchange traded derivatives contracts, and to provide custodial services. It undertakes these activities in accordance with the regulatory framework prescribed by the Monetary Authority of Singapore. |
Monetary Authority of Singapore (MAS) – Capital Markets Services License for: (1) Dealing in Capital Markets Products (Securities, CIS, ETD contracts) (2) providing Custodial Services (3) Fund Management (4) Exempt Financial Adviser (Advising and Issuing or Promulgating Analyses/Reports on Investment Products (CIS, Securities, ETDC, OTC, Spot FX leverage and non leverage and Structured Deposits) |
CISCMS100461 |
| Nuvama Investment Advisors LLC | The LLC holds a Global Business License and an Investment Adviser (Unrestricted) License under the applicable regulatory framework. It provides investment advisory services without restriction on product type or client category, in accordance with the terms and conditions of its licence. |
Financial Services Commission (FSC), Mauritius |
C109007422 |
| Nuvama Private (DIFC) Limited | The Company is authorized as a Type 3C Authorized Financial Firm in the Dubai International Financial Centre (DIFC). It undertakes regulated activities including managing assets, arranging and advising on credit and financial products, arranging custody, and arranging deals in investments in accordance with the applicable DIFC regulatory framework |
Dubai
International Financial Centre (DIFC) Authorised Financial Firm – Type 3C License |
CL8566 (DFSA Ref No F009457) |
| PAG Investment Manager Private Limited (investment manager of Asia Pragati Strategic Investment Fund) |
The Company acts as the Investment Manager of Asia Pragati Strategic Investment Fund. |
SEBI (Alternative Investment Fund) |
IN/AIF2/18-19/0542 |
