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Notice to Investors, Clients, Beneficiaries and Third Parties
Investors, clients, beneficiaries and third parties are hereby informed that Nuvama Wealth Management Limited is registered with the Securities and Exchange Board of India (“SEBI”) as a Merchant Banker, bearing SEBI Registration Number INM000013004, may also undertake certain activities pertaining to the financial services sector that are not regulated by SEBI or any other Financial Sector Regulator (“FSR”) including private placements, fund raising and related advisory services involving unlisted companies (“non-SEBI regulated activities”). Investors/clients/beneficiaries and third parties are hereby informed that SEBI investor protection mechanisms, including but not limited to the SCORES platform, shall not be available for any grievances or disputes arising out of or pertaining to such non-SEBI regulated activities. This disclosure is made pursuant to SEBI Circular No. HO/49/11/11(106)2025-CFD-RAC-DIL3/I/1796/2026 dated January 2, 2026.









