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Notice to Investors, Clients, Beneficiaries and Third Parties

Investors, clients, beneficiaries and third parties are hereby informed that Nuvama Wealth Management Limited is registered with the Securities and Exchange Board of India (“SEBI”) as a Merchant Banker, bearing SEBI Registration Number INM000013004, may also undertake certain activities pertaining to the financial services sector that are not regulated by SEBI or any other Financial Sector Regulator (“FSR”) including private placements, fund raising and related advisory services involving unlisted companies (“non-SEBI regulated activities”). Investors/clients/beneficiaries and third parties are hereby informed that SEBI investor protection mechanisms, including but not limited to the SCORES platform, shall not be available for any grievances or disputes arising out of or pertaining to such non-SEBI regulated activities. This disclosure is made pursuant to SEBI Circular No. HO/49/11/11(106)2025-CFD-RAC-DIL3/I/1796/2026 dated January 2, 2026.

Transactions

Successful track record of delivering positive outcomes for clients

KSH International Limited

Value: ₹6,590* MN

KSH International Limited

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Park Medi World Limited

Value: ₹11,450* MN

Park Medi World Limited

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Anantam Highways Trust

Value: ₹4,000 MN

Anantam Highways Trust

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JARO INSTITUTE OF TECHNOLOGY MANAGEMENT AND RESEARCH LIMITED

Value: ₹4,500 MN

JARO INSTITUTE OF TECHNOLOGY MANAGEMENT AND RESEARCH LIMITED

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Solarworld Energy Solutions Ltd

Value: ₹6,400* MN

Solarworld Energy Solutions Ltd

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Anand Rathi Share And Stock Brokers Limited

Value: ₹7,450 MN

Anand Rathi Share And Stock Brokers Limited

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Vikram Solar Limited

Value: ₹~20,793 MN

Vikram Solar Limited

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HDB Financial Services Limited

Value: ₹1,25,000 MN

HDB Financial Services Limited

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Sambhv Steel Tubes Limited

Value: ₹5,400 MN

Sambhv Steel Tubes Limited

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Arisinfra Solutions Limited

Value: ₹~4,996 MN

Arisinfra Solutions Limited

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